Top Legislation - View All
Also tagged in: Administrative procedure, Bank records, Banks and banking, Business, Children, Civil liberties, Compensation for victims of crime, Computer crimes, Computer software, Conspiracy, Counterfeiting, Criminal justice, Electronic surveillance, Executive departments, Extortion, Finance, Forfeiture, Fraud, Government property, Homicide, Identity theft, Infrastructure, Infrastructure (Economics), Jurisdiction, Juvenile delinquency, Law, Prosecution, Right of privacy, Sentences (Criminal procedure), Sentencing guidelines, Taxation, Technology, Trade secrets, U.S. Sentencing Commission
Latest Action: 02/04/2008 - Referred to the Subcommittee on Crime, Terrorism, and Homeland Security. Bill TextA bill to amend title 18, United States Code, to enable increased federal prosecution of identity theft crimes and to allow for restitution to victims of identity theft. 11/15/2007--Passed Senate amended. (There are 2 other summaries) Identity Theft Enforcement and Restitution Act of 2007 - Amends the federal criminal code to: (1) authorize criminal restitution orders in identity theft cases to compensate victims for the time spent to remediate the intended or actual harm incurred; (2) expand identity theft and aggravated identity theft crimes to include offenses against organizations (currently, only natural persons are protected); (3) include conspiracy to commit a felony within the definition of "felony violation" for purposes of aggravated identity theft crimes; (4) include making, uttering, or possessing counterfeited securities, mail theft, and tax fraud as predicate offenses for aggravated identity theft; (5) enable prosecution of computer [...] show full description
Also tagged in: Actions and defenses, Administrative procedure, Agriculture, Business, Business records, Coal, Commodity exchanges, Commodity Futures Trading Commission, Commodity prices, Criminal justice, Derivative securities, Diesel motor, Electricity, Embezzlement, Energy, Energy prices, Executive departments, Finance, Fines (Penalties), Futures trading, Gasoline, Government information, Government paperwork, Independent regulatory commissions, Information disclosure (Securities law), Larceny, Law, Market manipulation, Natural gas, Petroleum, Propane, Restrictive trade practices, Securities industry, Securities regulation
Latest Action: 02/02/2007 - Referred to the Subcommittee on General Farm Commodities and Risk Management. Bill TextTo regulate over-the-counter trading of energy derivatives. 1/19/2007--Introduced. Prevent Unfair Manipulation of Prices Act of 2007 - Amends the Commodity Exchange Act to extend its jurisdiction to certain: (1) "included energy transactions" traded on an electronic trading facility; and (2) certain energy commodities involved in over-the-counter transactions. Sets forth reporting and recordkeeping requirements for: (1) certain contract participants that enter into or execute "included energy transactions;" and (2) electronic trading facilities for energy commodities. Extends prohibitions against fraudulent transactions to: (1) filling an order by offset against the other person's order; and (2) knowingly and willfully becoming the buyer in respect to another person's selling order, or the seller in respect to another person's buying order, without the other person's prior consent. Empowers the Commodities Futures Trading Commission [...] show full description
Latest Action: 09/07/2007 - Referred to the Subcommittee on Government Management, Organization, and Procurement. Bill TextTo require persons to certify that they have not violated foreign corrupt practices statutes before being awarded Government contracts, and for other purposes. 8/3/2007--Introduced. Prohibits an executive agency from: (1) entering into a contract for the procurement of goods or services with any person or entity unless that person or entity has certified that the person or entity, and each of its officers, employees, and agents, have not violated the Securities Exchange Act of 1934 or the Foreign Corrupt Practices Act of 1977, or any comparable law of other countries; or (2) allowing any contractor awarded a contract by the agency to enter into a subcontract (at any tier) with any person or entity that has not made such certification.
Also tagged in: Actions and defenses, Business, Campaign funds, Class actions (Civil procedure), Competitive bidding, Conflict of interests, Congress, Congressional investigations, Congressional reporting requirements, Elections, Evidence (Law), Finance, Frivolous lawsuits, Law, Lawyers, Legal advertising and soliciting, Legal ethics, Legal fees, Political action committees, Politics and government, Securities industry
Latest Action: 03/25/2008 - Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises. Bill TextTo protect investors by fostering transparency and accountability of attorneys in private securities litigation. 10/23/2007--Introduced. Securities Litigation Attorney Accountability and Transparency Act - Amends the Securities Exchange Act of 1934 and the Securities Act of 1933 to state that, in any private action in which the court enters a final judgment against plaintiff on the basis of a motion to dismiss, motion for summary judgment, or a trial on the merits, the court shall, upon defendant's motion, determine whether: (1) the position of the plaintiff was not substantially justified; (2) imposition of fees and expenses on the plaintiff's attorney would be just; and (3) the cost of such fees and expenses to the defendant is substantially burdensome or unjust.Requires the court to award the defendant reasonable fees and other expenses, and impose such fees and expenses on the plaintiff's attorney, if the court makes positive determinations in such a case.Places [...] show full description
Also tagged in: Actions and defenses, Business, Campaign funds, Class actions (Civil procedure), Competitive bidding, Conflict of interests, Congress, Congressional investigations, Congressional reporting requirements, Elections, Evidence (Law), Finance, Frivolous lawsuits, Law, Lawyers, Legal advertising and soliciting, Legal ethics, Legal fees, Political action committees, Politics and government, Securities industry
Latest Action: 03/25/2008 - Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises. Bill TextTo protect investors by fostering transparency and accountability of attorneys in private securities litigation. 2/14/2008--Introduced. Securities Litigation Attorney Accountability and Transparency Act - Amends the Securities Exchange Act of 1934 and the Securities Act of 1933 to state that, in any private action in which the court enters a final judgment against plaintiff on the basis of a motion to dismiss, motion for summary judgment, or a trial on the merits, the court shall, upon defendant's motion, determine whether: (1) the position of the plaintiff was not substantially justified; (2) imposition of fees and expenses on the plaintiff's attorney would be just; and (3) the cost of such fees and expenses to the defendant is substantially burdensome or unjust.Requires the court to award the defendant reasonable fees and other expenses, and impose such fees and expenses on the plaintiff's attorney, if the court makes positive determinations in such a case.Places [...] show full description
Also tagged in: Authorization, Budgets, Commodity Futures Trading Commission, Criminal justice, Executive departments, Finance, Fines (Penalties), Foreign exchange, Futures trading, Government information, Government paperwork, Independent regulatory commissions, Information disclosure (Securities law), International finance, Jurisdiction, Law, Market manipulation, Securities regulation, Sentences (Criminal procedure)
Latest Action: 04/25/2008 - Referred to the Subcommittee on General Farm Commodities and Risk Management. Bill TextTo reauthorize and amend the Commodity Exchange Act to promote legal certainty, enhance competition, and reduce systemic risk in markets for futures and over-the-counter derivatives, and for other purposes. 12/13/2007--Introduced. CFTC Reauthorization Act of 2007 - Amends the Commodity Exchange Act to revise Commodities Futures Trading Commission (CFTC) jurisdiction over an agreement, contract, or retail transaction in foreign currency. Extends coverage to certain future commissions merchants (and affiliated persons) and retail foreign exchange dealers. Requires them to register with the CFTC in order to: (1) solicit or accept orders from any person that is not an eligible contract participant in connection with such agreements, contracts, or transactions; (2) exercise discretionary trading authority (or obtain written authorization to do so) over any account for or on behalf of such a person; or (3) operate or solicit funds, securities, or property for any pooled investment [...] show full description
Also tagged in: Authorization, Budgets, Commodity Futures Trading Commission, Criminal investigation, Criminal justice, Executive departments, Finance, Fines (Penalties), Foreign exchange, Futures trading, Government information, Government paperwork, Governmental investigations, Independent regulatory commissions, Information disclosure (Securities law), International finance, Jurisdiction, Law, Margins (Security trading), Market manipulation, Options (Contract), Prosecution, Securities regulation, Sentences (Criminal procedure)
Latest Action: 04/10/2008 - Sponsor introductory remarks on measure. (CR E580) Bill TextTo amend the Commodity Exchange Act to provide the Commodity Futures Trading Commission authority over off-exchange retail foreign currency transactions, and for other purposes. 4/10/2008--Introduced. CFTC Improvement Act of 2008 - Amends the Commodity Exchange Act to revise Commodity Futures Trading Commission (CFTC) jurisdiction over certain agreements, contracts, and transactions in retail foreign currency. Extends coverage to certain future commissions merchants (and affiliated persons) and retail foreign exchange dealers. Requires them to register with the CFTC in order to solicit or accept orders from any person that is not an eligible contract participant in connection with such agreements, contracts, or transactions. Directs the CFTC to maintain a liaison with the Department of Justice to coordinate civil and criminal investigations and prosecutions of violations of the Act. Revises the prohibition against contracts designed to defraud or mislead.[...] show full description
Also tagged in: Actions and defenses, Business, Campaign funds, Class actions (Civil procedure), Competitive bidding, Conflict of interests, Congress, Congressional investigations, Congressional reporting requirements, Elections, Evidence (Law), Finance, Frivolous lawsuits, Law, Lawyers, Legal advertising and soliciting, Legal ethics, Legal fees, Political action committees, Politics and government, Securities industry
Latest Action: 05/19/2008 - Sponsor introductory remarks on measure. (CR S4376-4377) Bill TextA bill to protect investors by fostering transparency and accountability of attorneys in private securities litigation. 5/19/2008--Introduced. Securities Litigation Attorney Accountability and Transparency Act - Amends the Securities Exchange Act of 1934 and the Securities Act of 1933 to require plaintiff and plaintiff's attorney to provide sworn, signed certifications that identify any actual or promised payment by the attorney to the plaintiff, beyond the plaintiff's pro rata share of any recovery.Requires similar plaintiff and plaintiff's attorney certifications regarding: (1) legal representations; (2) contributions; and (3) conflicts of interest.Requires the court, in exercising discretion over the approval of lead counsel, to employ a competitive bidding process as one of the criteria (unless the court determines that such a process is not feasible). Instructs the Comptroller General to study and report to certain congressional committees on average [...] show full description
Also tagged in: Brokers, Collection of accounts, Confidential communications, Congress, Congressional reporting requirements, Congressional witnesses, Criminal justice, Debtor and creditor, Federal preemption, Finance, Fines (Penalties), Fingerprints, Futures trading, Government securities, Information disclosure (Securities law), Investment advisers, Investors, Law, Margins (Security trading), Options (Contract), Securities industry, Securities regulation, State and local government, State laws, Stock exchanges, Subpoena
Latest Action: 09/12/2008 - Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Bill TextTo amend the Federal securities laws to enhance the effectiveness of the Securities and Exchange Commission's enforcement, corporation finance, trading and markets, investment management, and examination programs, and for other purposes. 7/16/2008--Introduced. Securities Act of 2008 - Amends the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, and the Investment Company Act of 1940 to authorize the Securities and Exchange Commission (SEC) to assess and impose civil penalties in a cease and desist proceeding. Creates a three tiers of increasing civil penalties for acts or omissions of increasing gravity. Authorizes the SEC to censure, place limitations on the activities or functions of, or investigate any person who at the time of specified alleged misconduct was: (1) a member or employee of the the Municipal Securities Rulemaking Board; (2) a person associated or seeking to become associated with a government securities [...] show full description
|
Latest Legislation - View All
Also tagged in: Brokers, Collection of accounts, Confidential communications, Congress, Congressional reporting requirements, Congressional witnesses, Criminal justice, Debtor and creditor, Federal preemption, Finance, Fines (Penalties), Fingerprints, Futures trading, Government securities, Information disclosure (Securities law), Investment advisers, Investors, Law, Margins (Security trading), Options (Contract), Securities industry, Securities regulation, State and local government, State laws, Stock exchanges, Subpoena
Latest Action: 09/12/2008 - Received in the Senate and Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Bill TextTo amend the Federal securities laws to enhance the effectiveness of the Securities and Exchange Commission's enforcement, corporation finance, trading and markets, investment management, and examination programs, and for other purposes. 7/16/2008--Introduced. Securities Act of 2008 - Amends the Securities Act of 1933, the Securities Exchange Act of 1934, the Investment Advisers Act of 1940, and the Investment Company Act of 1940 to authorize the Securities and Exchange Commission (SEC) to assess and impose civil penalties in a cease and desist proceeding. Creates a three tiers of increasing civil penalties for acts or omissions of increasing gravity. Authorizes the SEC to censure, place limitations on the activities or functions of, or investigate any person who at the time of specified alleged misconduct was: (1) a member or employee of the the Municipal Securities Rulemaking Board; (2) a person associated or seeking to become associated with a government securities [...] show full description
Also tagged in: Actions and defenses, Business, Campaign funds, Class actions (Civil procedure), Competitive bidding, Conflict of interests, Congress, Congressional investigations, Congressional reporting requirements, Elections, Evidence (Law), Finance, Frivolous lawsuits, Law, Lawyers, Legal advertising and soliciting, Legal ethics, Legal fees, Political action committees, Politics and government, Securities industry
Latest Action: 05/19/2008 - Sponsor introductory remarks on measure. (CR S4376-4377) Bill TextA bill to protect investors by fostering transparency and accountability of attorneys in private securities litigation. 5/19/2008--Introduced. Securities Litigation Attorney Accountability and Transparency Act - Amends the Securities Exchange Act of 1934 and the Securities Act of 1933 to require plaintiff and plaintiff's attorney to provide sworn, signed certifications that identify any actual or promised payment by the attorney to the plaintiff, beyond the plaintiff's pro rata share of any recovery.Requires similar plaintiff and plaintiff's attorney certifications regarding: (1) legal representations; (2) contributions; and (3) conflicts of interest.Requires the court, in exercising discretion over the approval of lead counsel, to employ a competitive bidding process as one of the criteria (unless the court determines that such a process is not feasible). Instructs the Comptroller General to study and report to certain congressional committees on average [...] show full description
Also tagged in: Authorization, Budgets, Commodity Futures Trading Commission, Criminal investigation, Criminal justice, Executive departments, Finance, Fines (Penalties), Foreign exchange, Futures trading, Government information, Government paperwork, Governmental investigations, Independent regulatory commissions, Information disclosure (Securities law), International finance, Jurisdiction, Law, Margins (Security trading), Market manipulation, Options (Contract), Prosecution, Securities regulation, Sentences (Criminal procedure)
Latest Action: 04/10/2008 - Sponsor introductory remarks on measure. (CR E580) Bill TextTo amend the Commodity Exchange Act to provide the Commodity Futures Trading Commission authority over off-exchange retail foreign currency transactions, and for other purposes. 4/10/2008--Introduced. CFTC Improvement Act of 2008 - Amends the Commodity Exchange Act to revise Commodity Futures Trading Commission (CFTC) jurisdiction over certain agreements, contracts, and transactions in retail foreign currency. Extends coverage to certain future commissions merchants (and affiliated persons) and retail foreign exchange dealers. Requires them to register with the CFTC in order to solicit or accept orders from any person that is not an eligible contract participant in connection with such agreements, contracts, or transactions. Directs the CFTC to maintain a liaison with the Department of Justice to coordinate civil and criminal investigations and prosecutions of violations of the Act. Revises the prohibition against contracts designed to defraud or mislead.[...] show full description
Also tagged in: Actions and defenses, Business, Campaign funds, Class actions (Civil procedure), Competitive bidding, Conflict of interests, Congress, Congressional investigations, Congressional reporting requirements, Elections, Evidence (Law), Finance, Frivolous lawsuits, Law, Lawyers, Legal advertising and soliciting, Legal ethics, Legal fees, Political action committees, Politics and government, Securities industry
Latest Action: 03/25/2008 - Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises. Bill TextTo protect investors by fostering transparency and accountability of attorneys in private securities litigation. 2/14/2008--Introduced. Securities Litigation Attorney Accountability and Transparency Act - Amends the Securities Exchange Act of 1934 and the Securities Act of 1933 to state that, in any private action in which the court enters a final judgment against plaintiff on the basis of a motion to dismiss, motion for summary judgment, or a trial on the merits, the court shall, upon defendant's motion, determine whether: (1) the position of the plaintiff was not substantially justified; (2) imposition of fees and expenses on the plaintiff's attorney would be just; and (3) the cost of such fees and expenses to the defendant is substantially burdensome or unjust.Requires the court to award the defendant reasonable fees and other expenses, and impose such fees and expenses on the plaintiff's attorney, if the court makes positive determinations in such a case.Places [...] show full description
Also tagged in: Authorization, Budgets, Commodity Futures Trading Commission, Criminal justice, Executive departments, Finance, Fines (Penalties), Foreign exchange, Futures trading, Government information, Government paperwork, Independent regulatory commissions, Information disclosure (Securities law), International finance, Jurisdiction, Law, Market manipulation, Securities regulation, Sentences (Criminal procedure)
Latest Action: 04/25/2008 - Referred to the Subcommittee on General Farm Commodities and Risk Management. Bill TextTo reauthorize and amend the Commodity Exchange Act to promote legal certainty, enhance competition, and reduce systemic risk in markets for futures and over-the-counter derivatives, and for other purposes. 12/13/2007--Introduced. CFTC Reauthorization Act of 2007 - Amends the Commodity Exchange Act to revise Commodities Futures Trading Commission (CFTC) jurisdiction over an agreement, contract, or retail transaction in foreign currency. Extends coverage to certain future commissions merchants (and affiliated persons) and retail foreign exchange dealers. Requires them to register with the CFTC in order to: (1) solicit or accept orders from any person that is not an eligible contract participant in connection with such agreements, contracts, or transactions; (2) exercise discretionary trading authority (or obtain written authorization to do so) over any account for or on behalf of such a person; or (3) operate or solicit funds, securities, or property for any pooled investment [...] show full description
Also tagged in: Actions and defenses, Business, Campaign funds, Class actions (Civil procedure), Competitive bidding, Conflict of interests, Congress, Congressional investigations, Congressional reporting requirements, Elections, Evidence (Law), Finance, Frivolous lawsuits, Law, Lawyers, Legal advertising and soliciting, Legal ethics, Legal fees, Political action committees, Politics and government, Securities industry
Latest Action: 03/25/2008 - Referred to the Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises. Bill TextTo protect investors by fostering transparency and accountability of attorneys in private securities litigation. 10/23/2007--Introduced. Securities Litigation Attorney Accountability and Transparency Act - Amends the Securities Exchange Act of 1934 and the Securities Act of 1933 to state that, in any private action in which the court enters a final judgment against plaintiff on the basis of a motion to dismiss, motion for summary judgment, or a trial on the merits, the court shall, upon defendant's motion, determine whether: (1) the position of the plaintiff was not substantially justified; (2) imposition of fees and expenses on the plaintiff's attorney would be just; and (3) the cost of such fees and expenses to the defendant is substantially burdensome or unjust.Requires the court to award the defendant reasonable fees and other expenses, and impose such fees and expenses on the plaintiff's attorney, if the court makes positive determinations in such a case.Places [...] show full description
Also tagged in: Administrative procedure, Bank records, Banks and banking, Business, Children, Civil liberties, Compensation for victims of crime, Computer crimes, Computer software, Conspiracy, Counterfeiting, Criminal justice, Electronic surveillance, Executive departments, Extortion, Finance, Forfeiture, Fraud, Government property, Homicide, Identity theft, Infrastructure, Infrastructure (Economics), Jurisdiction, Juvenile delinquency, Law, Prosecution, Right of privacy, Sentences (Criminal procedure), Sentencing guidelines, Taxation, Technology, Trade secrets, U.S. Sentencing Commission
Latest Action: 02/04/2008 - Referred to the Subcommittee on Crime, Terrorism, and Homeland Security. Bill TextA bill to amend title 18, United States Code, to enable increased federal prosecution of identity theft crimes and to allow for restitution to victims of identity theft. 11/15/2007--Passed Senate amended. (There are 2 other summaries) Identity Theft Enforcement and Restitution Act of 2007 - Amends the federal criminal code to: (1) authorize criminal restitution orders in identity theft cases to compensate victims for the time spent to remediate the intended or actual harm incurred; (2) expand identity theft and aggravated identity theft crimes to include offenses against organizations (currently, only natural persons are protected); (3) include conspiracy to commit a felony within the definition of "felony violation" for purposes of aggravated identity theft crimes; (4) include making, uttering, or possessing counterfeited securities, mail theft, and tax fraud as predicate offenses for aggravated identity theft; (5) enable prosecution of computer [...] show full description
Latest Action: 09/07/2007 - Referred to the Subcommittee on Government Management, Organization, and Procurement. Bill TextTo require persons to certify that they have not violated foreign corrupt practices statutes before being awarded Government contracts, and for other purposes. 8/3/2007--Introduced. Prohibits an executive agency from: (1) entering into a contract for the procurement of goods or services with any person or entity unless that person or entity has certified that the person or entity, and each of its officers, employees, and agents, have not violated the Securities Exchange Act of 1934 or the Foreign Corrupt Practices Act of 1977, or any comparable law of other countries; or (2) allowing any contractor awarded a contract by the agency to enter into a subcontract (at any tier) with any person or entity that has not made such certification.
Also tagged in: Actions and defenses, Administrative procedure, Agriculture, Business, Business records, Coal, Commodity exchanges, Commodity Futures Trading Commission, Commodity prices, Criminal justice, Derivative securities, Diesel motor, Electricity, Embezzlement, Energy, Energy prices, Executive departments, Finance, Fines (Penalties), Futures trading, Gasoline, Government information, Government paperwork, Independent regulatory commissions, Information disclosure (Securities law), Larceny, Law, Market manipulation, Natural gas, Petroleum, Propane, Restrictive trade practices, Securities industry, Securities regulation
Latest Action: 02/02/2007 - Referred to the Subcommittee on General Farm Commodities and Risk Management. Bill TextTo regulate over-the-counter trading of energy derivatives. 1/19/2007--Introduced. Prevent Unfair Manipulation of Prices Act of 2007 - Amends the Commodity Exchange Act to extend its jurisdiction to certain: (1) "included energy transactions" traded on an electronic trading facility; and (2) certain energy commodities involved in over-the-counter transactions. Sets forth reporting and recordkeeping requirements for: (1) certain contract participants that enter into or execute "included energy transactions;" and (2) electronic trading facilities for energy commodities. Extends prohibitions against fraudulent transactions to: (1) filling an order by offset against the other person's order; and (2) knowingly and willfully becoming the buyer in respect to another person's selling order, or the seller in respect to another person's buying order, without the other person's prior consent. Empowers the Commodities Futures Trading Commission [...] show full description
|
