Top Legislation - View All
Also tagged in: Accident prevention, Actions and defenses, Administrative procedure, Advertising, All terrain vehicles, Authorization, Budgets, Business, Business insurance, Business records, Carbon monoxide, Child safety, Children, Cigarettes, Clothing, Communications, Congress, Congressional investigations, Congressional reporting requirements, Consumer education, Consumer Product Safety Commission, Consumer protection, Consumers, Cost effectiveness, Criminal justice, Customs administration, Damages, Data banks, Day care, Death, Defective products, Department of Homeland Security, Disciplining of employees, Dismissal of employees, Electric appliances, Electric batteries, Electric power production, Electronic commerce, Electronic government information, Electronics, Employee training, Energy, Energy storage, Executive departments, Export controls, Federal employees, Federal officials, Federal preemption, Finance, Fines (Penalties), Flammable materials, Foreign corporations, Foreign policy, Formaldehyde, Fraud, Gasoline, Government employees, Government ethics, Government information, Government paperwork, Government publicity, Government statistics, Governmental investigations, Hazardous substances, Hotels, motels, etc., Import restrictions, Imports, Infants, Injunctions, Inspectors general, Insurance, International affairs, International cooperation, Job training, Judicial review, Jurisdiction, Labeling, Laboratories, Language and languages, Law, Lead, Lead poisoning, Legal fees, Licenses, Mail-order business, Manufacturing industries, Medical care, Medicine, Minorities, Minority children, Minority health, Misconduct in office, Motor vehicle safety, Nanotechnology, Packaging, Paints and varnishes, Parties to actions, Poisons, Politics and government, Presidential appointments, Presidents, Product safety, Quality control, Recruiting of employees, Research and development facilities, Retail trade, Risk, Safety appliances, Science policy, Small business, Standards, State and local government, State laws, Surety and fidelity, Technology, Telecommunication, Test facilities, Textile fabrics, Textile industry, Toys, Trade, Transfer of employees, Transportation, Wage restitution, Warning labels, Waste in government spending, Whistle blowing
Latest Action: 07/17/2008 - Conference held. Bill TextTo establish consumer product safety standards and other safety requirements for children's products and to reauthorize and modernize the Consumer Product Safety Commission. 3/6/2008--Passed Senate amended. (There are 2 other summaries) CPSC Reform Act - (Sec. 3) Amends the Consumer Product Safety Act to authorize appropriations: (1) to carry out the Act and any other provision of law the Consumer Product Safety Commission (CPSC) is authorized or directed to carry out; (2) for the office of Inspector General; (3) to make capital improvements to the research, development, and testing facility of the CPSC; and (4) for research into safety issues related to the use of nanotechnology in consumer products. (Sec. 4) Requires the CPSC, subject to the availability of appropriations, to increase by at least 500 the number of its full-time employees and by at least 50 the number of its port-of-entry and overseas production facility inspectors. Requires [...] show full description
Also tagged in: Administrative procedure, Business, Child safety, Children, Congressional reporting requirements, Consumer Product Safety Commission, Consumers, Container industry, Energy, Executive departments, Gasoline, Law, Petroleum storage, Product safety, Safety measures, Standards
Latest Action: 07/17/2008 - Signed by President. Bill TextTo require the Consumer Product Safety Commission to issue regulations mandating child-resistant closures on all portable gasoline containers. 10/9/2007--Passed House amended. (There is 1 other summary) Children's Gasoline Burn Prevention Act - Requires each portable gasoline container manufactured for sale in the United States and intended for use by consumers to conform to a specified child-resistance standard issued by ASTM International. Considers that requirement to be a consumer product safety rule issued by the Consumer Product Safety Commission (CPSC) under the Consumer Product Safety Act. Requires the CPSC to report to specified congressional committees on the degree of industry compliance, related enforcement actions, and incidents involving children interacting with portable gasoline containers (including both those that are and are not in compliance with the standard).
Also tagged in: Actions and defenses, Administrative procedure, Business, Congress, Congressional reporting requirements, Consumer credit, Consumer protection, Consumers, Criminal justice, Damages, Executive departments, Federal preemption, Federal Trade Commission, Federal-state relations, Finance, Fines (Penalties), Fraud, Governmental investigations, Identification devices, Identity theft, Injunctions, Internet, Law, Parties to actions, Restrictive trade practices, Social security, Social security numbers, State and local government, Technology, Telecommunication, Web sites
Latest Action: 07/11/2008 - House Committee on Ways and Means Granted an extension for further consideration ending not later than Sept. 12, 2008. Bill TextTo strengthen the authority of the Federal Government to protect individuals from certain acts and practices in the sale and purchase of Social Security numbers and Social Security account numbers, and for other purposes. 6/13/2007--Reported to House amended, Part I. (There is 1 other summary) Social Security Number Protection Act of 2007 - Amends title II (Old Age, Survivors and Disability Insurance) of the Social Security Act (SSA) to make it unlawful for any person, except in certain circumstances, to: (1) intentionally display the Social Security number of another individual on a website generally accessible to the public or providing an individual with access to another individual's Social Security number through the Internet; (2) require an individual who is a customer of or member associated with such person to use the individual's Social Security number as a password for access to any good or service, including any account or protected access [...] show full description
Also tagged in: Administrative procedure, Administrative remedies, Advertising, Agriculture, Budgets, Business, Business records, Cancer, Carcinogens, Cardiovascular diseases, Chemicals, Child health, Children, Cigarettes, Civil liberties, Communications, Congress, Congressional investigations, Congressional oversight, Congressional powers, Congressional reporting requirements, Consumer education, Consumers, Criminal justice, Damages, Deceptive advertising, Defective products, Dental care, Department of Health and Human Services, Disciplining of employees, Drug abuse, Drug abuse treatment, Drug adulteration, Drug approvals, Executive departments, Exports, Federal advisory bodies, Federal preemption, Federal Trade Commission, Fines (Penalties), Food and Drug Administration (FDA), Freedom of information, Government information, Government paperwork, Government publicity, Hazardous substances, Health policy, Health warnings, Herbs, Identification devices, Imports, Intellectual property, Judicial review, Labeling, Labor, Law, Liability (Law), Licenses, Local laws, Lung cancer, Lung diseases, Marketing, Medical care, Medical ethics, Medical records, Medical research, Medicine, Mortality, New products, Nicotine, Packaging, Patients' rights, Pesticides, Pregnant women, Product counterfeiting, Product safety, Public health, Public service advertising, Quality control, Research and development, Restrictive trade practices, Retail trade, Right of privacy, Risk, Sales promotion, Science policy, Smokeless tobacco, Smoking, Smoking and youth, Smuggling, Spices, Standards, State and local government, State laws, Storage, Stroke, Surveys, Tax returns, Taxation, Technological innovations, Technology, Tobacco, Tobacco exports, Tobacco industry, Tobacco research, Trade, Trade regulation, Trade secrets, Trademarks, User charges, Warning labels, Women, Women's health
Latest Action: 07/17/2008 - Reported (Amended) by the Committee on Energy and Commerce. H. Rept. 110-762. Bill TextTo protect the public health by providing the Food and Drug Administration with certain authority to regulate tobacco products. 2/15/2007--Introduced. Family Smoking Prevention and Tobacco Control Act - Amends the Federal Food, Drug, and Cosmetic Act to provide for the regulation of tobacco products by the Secretary of Health and Human Services through the Food and Drug Administration, including through disclosure, annual registration, inspection, recordkeeping, and user fee requirements. Sets forth criteria by which tobacco products are deemed adulterated or misbranded. Allows the Secretary to require prior approval of all label statements. Allows the Secretary to restrict the sale or distribution of tobacco products, including advertising and promotion, if the Secretary determines that such regulation would be appropriate for the protection of the public health. Prohibits such regulations from: (1) limiting product sales or distribution to authorization [...] show full description
Also tagged in: Administrative procedure, Affiliated corporations, Business, Coal, Commodity Futures Trading Commission, Derivative securities, Diesel motor, Electricity, Energy, Executive departments, Finance, Foreign corporations, Futures trading, Gasoline, Jurisdiction, Law, Natural gas, Petroleum, Propane, Securities regulation, Swaps (Finance), Trade, Transportation, Uranium
Latest Action: 06/20/2008 - Sponsor introductory remarks on measure. (CR E1305) Bill Text
To amend the Commodity Exchange Act to provide for regulation of energy derivatives, and for other purposes.
Also tagged in: Actions and defenses, Administrative procedure, Business, Business records, Civil liberties, Communications, Computer security measures, Consumer education, Consumers, Criminal justice, Damages, Data banks, Executive departments, Federal Communications Commission, Federal preemption, Federal Trade Commission, Fines (Penalties), Forfeiture, Government information, Government publicity, Injunctions, Internet, Law, Limitation of actions, Local laws, Parties to actions, Public service advertising, Punitive damages, Restrictive trade practices, Right of privacy, State and local government, State laws, Technology, Telecommunication, Telephone
Latest Action: 01/04/2007 - Read twice and referred to the Committee on Commerce, Science, and Transportation. Bill TextA bill to amend the Communications Act of 1934 to prohibit the unlawful acquisition and use of confidential customer proprietary network information, and for other purposes. 1/4/2007--Introduced. Protecting Consumer Phone Records Act - Makes it unlawful to: (1) acquire or use customer proprietary network information without written consent; (2) represent that another person has consented in order to acquire such information; (3) obtain unauthorized access to certain systems or records in order to acquire such information; (4) sell or offer for sale such information; or (5) request that another person unlawfully obtain such information. Amends the Communications Act of 1934 to provide for a civil forfeiture penalty for violation of this Act. Imposes on IP-enabled voice service providers a duty to protect the confidentiality of specified proprietary information. Requires the Federal Communications Commission (FCC) to require each telecommunications carrier [...] show full description
Also tagged in: Accounting, Administrative procedure, Auditing, Broadband, Budgets, Business, Congress, Congressional reporting requirements, Cost control, Criminal justice, Disabled, Emergency communication systems, Emergency management, Executive departments, Federal Communications Commission, Federal preemption, Finance, Fraud, Humanities, Indians, Internet, Law, Libraries, Medical care, Minorities, Off-budget expenditures, Performance measurement, Rural affairs, Rural health, Standards, State and local government, State laws, Surveys, Technology, Telecommunication, Telecommunication industry, Telecommunication rates, Telephone, Territories (U.S.)
Latest Action: 01/04/2007 - Read twice and referred to the Committee on Commerce, Science, and Transportation. Bill TextA bill to update and reinvigorate universal service provided under the Communications Act of 1934. 1/4/2007--Introduced. Universal Service for Americans Act or USA Act - Amends the Communications Act of 1934 to require each communications service provider to contribute to support universal service (the provision of communications service in rural, insular, and high-cost areas), subject to exemptions. Modifies requirements regarding interconnection and rural telephone companies. Imposes on facilities-based IP-enabled voice service providers the same rights, duties, and obligations as a requesting telecommunications carrier if the provider elects to assert those rights. Prohibits a carrier from refusing to transport or terminate IP-enabled voice traffic solely because it is IP-enabled and prohibits a provider originating, transmitting, or terminating IP-enabled voice traffic from being exempted from paying compensation for interstate traffic solely because the [...] show full description
Also tagged in: Administrative procedure, Budgets, Civil liberties, Communications, Education, Elementary and secondary education, Energy, Environmental assessment, Environmental protection, Executive departments, Federal-state relations, Freedom of information, Government information, Government liability, Government paperwork, Hazardous substances, Hazardous waste sites, Hazardous wastes, Impact aid, Land transfers, Law, Liability for environmental damages, Licenses, Natural resources, New York State, Nuclear facility decommissioning, Nuclear Regulatory Commission, Payments in lieu of taxes, Planning, Public lands, Public meetings, Radioactive waste disposal, Radioactive wastes, Solid wastes, State and local government, Storage, Taxation, Technological innovations, Technology, Transportation, Transportation of hazardous substances
Latest Action: 01/04/2007 - Read twice and referred to the Committee on Environment and Public Works. Bill TextA bill to authorize the United States Department of Energy to remediate the Western New York Nuclear Service Center in the Town of Ashford, New York, and to dispose of nuclear waste. 1/4/2007--Introduced. West Valley Remediation Act of 2007 - Directs the Secretary of Energy to remediate the Western New York Nuclear Service Center in West Valley, New York. Requires the Secretary to decontaminate and decommission: (1) Center facilities in which certain solidified high level radioactive waste was stored; (2) facilities used in waste solidification; and (3) material and hardware used in connection with the West Valley Demonstration Project. Makes the Secretary responsible for all remediation costs. Instructs the Secretary to: (1) transport high level radioactive waste at the Center to a federal repository for permanent disposal; (2) safeguard and ensure safe storage of such waste; and (3) dispose of low level radioactive waste and transuranic waste located [...] show full description
Also tagged in: Actions and defenses, Banks and banking, Business, Child pornography, Child sexual abuse, Children, Civil liberties, Consumer education, Consumers, Credit unions, Criminal justice, Electronic mail systems, Executive departments, Federal Communications Commission, Federal Trade Commission, Finance, Fines (Penalties), Foreign banks and banking, Government information, Government publicity, Humanities, Identification devices, Injunctions, International finance, Internet, Law, Libraries, Parties to actions, Pornography, Restrictive trade practices, Right of privacy, Savings and loan associations, Sentences (Criminal procedure), Social security, Social security numbers, Technology, Telecommunication, Telephone, Web sites
Latest Action: 01/04/2007 - Read twice and referred to the Committee on Commerce, Science, and Transportation. Bill TextA bill to amend the Communications Act of 1934 to prevent the carriage of child pornography by video service providers, to protect children from online predators, and to restrict the sale or purchase of children's personal information in interstate commerce. 1/4/2007--Introduced. Protecting Children in the 21st Century Act - Amends the Communications Act of 1934 to require the Federal Communications Commission (FCC) to issue regulations requiring video services to prevent child pornography. Amends the Crime Control Act of 1990 to triple the fines on providers of electronic communication services or remote computing services who knowingly and willfully fail to report child pornography. Requires warning labels for websites depicting sexually explicit material. Deleting Online Predators Act of 2007 - Amends the Communications Act of 1934 to require schools and libraries that receive universal service support to enforce a policy that: (1) prohibits access to a commercial [...] show full description
Also tagged in: Administrative procedure, Business, Consumers, Criminal justice, Energy, Energy prices, Energy supplies, Executive departments, Federal Trade Commission, Fines (Penalties), Gasoline, Law, Petroleum, Petroleum industry, Profit, Restrictive trade practices, Small business
Latest Action: 01/04/2007 - Read twice and referred to the Committee on Commerce, Science, and Transportation. Bill TextA bill to protect the welfare of consumers by prohibiting price gouging by merchants with respect to gasoline or petroleum distillates during certain abnormal market disruptions. 1/4/2007--Introduced. Gasoline Consumer Anti-price-gouging Protection Act - Makes it unlawful for any supplier to increase the price for gasoline or petroleum distillates in an area covered by: (1) an emergency proclamation issued by the President that an abnormal market has or is expected to occur; or (2) a Federal Trade Commission (FTC) emergency order that an abnormal market disruption affecting more than one state has or is expected to occur. Makes such prohibition inapplicable to justifiable increases. Authorizes the President or FTC to issue such proclamations or orders. Provides: (1) prohibition enforcement through the FTC; and (2) civil and criminal penalties for violations.
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Latest Legislation - View All
Also tagged in: Administrative procedure, Affiliated corporations, Business, Coal, Commodity Futures Trading Commission, Derivative securities, Diesel motor, Electricity, Energy, Executive departments, Finance, Foreign corporations, Futures trading, Gasoline, Jurisdiction, Law, Natural gas, Petroleum, Propane, Securities regulation, Swaps (Finance), Trade, Transportation, Uranium
Latest Action: 06/20/2008 - Sponsor introductory remarks on measure. (CR E1305) Bill Text
To amend the Commodity Exchange Act to provide for regulation of energy derivatives, and for other purposes.
Also tagged in: Accounting, Administrative procedure, Armed forces, Business, Consultants, Corporate mergers, Defense contracts, Defense economics, Executive compensation, Executive departments, Finance, Financial statements, Fringe benefits, Golden parachutes, Government contractors, Information disclosure (Securities law), Law, Profit, Public contracts, Securities and Exchange Commission, Securities regulation, Stockholders, Tax-deferred compensation plans, Taxation
Latest Action: 04/15/2008 - Read twice and referred to the Committee on Finance. Bill TextA bill to require greater disclosure of senior corporate officer compensation, to empower shareholders and investors to protect themselves from fraud, to limit conflicts of interest in determining senior corporate officer compensation, to ensure integrity in Federal contracting, to close corporate tax loopholes utilized to subsidize senior corporate officer compensation, and for other purposes. 4/15/2008--Introduced. Corporate Executive Compensation Accountability and Transparency Act - Amends the Internal Revenue Code to the limit annual aggregate amounts which may be deferred under nonqualified deferred compensation arrangements. Amends the Sarbanes-Oxley Act of 2002 to extend from 12 to 36 months the look-back period for any bonuses, incentive-based or equity-based compensation, or profits realized from the sale of securities which must be reimbursed to a securities issuer by its chief executive officer and chief financial officer if the issuer is required to prepare [...] show full description
Also tagged in: Administrative procedure, Business, Consumer credit, Consumer education, Consumers, Executive departments, Federal reserve system, Federal Trade Commission, Finance, Fines (Penalties), Housing, Law, Mortgages, Real estate appraisal, Restrictive trade practices
Latest Action: 04/15/2008 - Read twice and referred to the Committee on Banking, Housing, and Urban Affairs. Bill TextA bill to diminish predatory lending by enhancing appraisal quality and standards, to improve appraisal oversight, to ensure mortgage appraiser independence, to provide for enhanced remedies and enforcement, and for other purposes. 4/15/2008--Introduced. Fair Value and Independent Appraisal Act - Amends the Truth in Lending Act to prohibit a creditor from extending a mortgage to any consumer without first obtaining a written appraisal of the property to be mortgaged, prepared in accordance with specified requirements. Requires a creditor to provide a copy of each such appraisal to the consumer without charge, at least three days prior to the transaction closing date. Declares unfair or deceptive specified property appraisal practices in the provision of: (1) mortgage lending services for a consumer credit transaction secured by the consumer's principal dwelling; or (2) any mortgage brokerage services for such a transaction. Establishes civil monetary penalties [...] show full description
Also tagged in: Authorization, Budgets, Commodity Futures Trading Commission, Criminal investigation, Criminal justice, Executive departments, Finance, Fines (Penalties), Foreign exchange, Futures trading, Government information, Government paperwork, Governmental investigations, Information disclosure (Securities law), International finance, Jurisdiction, Law, Margins (Security trading), Market manipulation, Options (Contract), Prosecution, Securities fraud, Securities regulation, Sentences (Criminal procedure)
Latest Action: 04/10/2008 - Sponsor introductory remarks on measure. (CR E580) Bill TextTo amend the Commodity Exchange Act to provide the Commodity Futures Trading Commission authority over off-exchange retail foreign currency transactions, and for other purposes. 4/10/2008--Introduced. CFTC Improvement Act of 2008 - Amends the Commodity Exchange Act to revise Commodity Futures Trading Commission (CFTC) jurisdiction over certain agreements, contracts, and transactions in retail foreign currency. Extends coverage to certain future commissions merchants (and affiliated persons) and retail foreign exchange dealers. Requires them to register with the CFTC in order to solicit or accept orders from any person that is not an eligible contract participant in connection with such agreements, contracts, or transactions. Directs the CFTC to maintain a liaison with the Department of Justice to coordinate civil and criminal investigations and prosecutions of violations of the Act. Revises the prohibition against contracts designed to defraud or mislead.[...] show full description
Also tagged in: Administrative procedure, Business, Communications, Congress, Congressional veto, Economic concentration, Executive departments, Federal Communications Commission, Law, Newspapers, Radio stations, Telecommunication, Telecommunication industry, Television stations
Latest Action: 03/13/2008 - Referred to the House Committee on Energy and Commerce. Bill TextDisapproving the rule submitted by the Federal Communications Commission with respect to broadcast media ownership. 3/13/2008--Introduced. Disapproves the rule submitted by the Federal Communications Commission (FCC) and received by Congress on February 22, 2008, relating to broadcast media ownership.
Also tagged in: Administrative procedure, Business, Communications, Congress, Congressional veto, Economic concentration, Executive departments, Federal Communications Commission, Law, Newspapers, Radio stations, Telecommunication, Telecommunication industry, Television stations
Latest Action: 05/19/2008 - Received in the House. Bill TextA joint resolution disapproving the rule submitted by the Federal Communications Commission with respect to broadcast media ownership. 5/15/2008--Passed Senate without amendment. (There are 2 other summaries) (This measure has not been amended since it was introduced. The summary has been expanded because action occurred on the measure.) Disapproves the rule submitted by the Federal Communications Commission (FCC) and received by Congress on February 22, 2008, relating to broadcast media ownership. Declares that the rule shall have no force or effect.
Also tagged in: Accident prevention, Actions and defenses, Administrative procedure, All terrain vehicles, Authorization, Budgets, Business, Business insurance, Carbon monoxide, Child safety, Children, Cigarettes, Consumer Product Safety Commission, Consumer protection, Consumers, Cost effectiveness, Data banks, Death, Defective products, Electric appliances, Energy, Executive departments, Federal preemption, Finance, Gasoline, Government information, Government paperwork, Government publicity, Hazardous substances, Import restrictions, Imports, Law, Manufacturing industries, Medical care, Medicine, Minorities, Minority health, Motor vehicle safety, Packaging, Parties to actions, Poisons, Product safety, Retail trade, Risk, State and local government, State laws, Technology, Test facilities, Toys, Trade, Transportation, Whistle blowing
Latest Action: 03/07/2008 - S.AMDT.4143 Amendment SA 4143, previously agreed to, was modified by Unanimous Consent. Bill TextA bill to reform the Consumer Product Safety Commission to provide greater protection for children's products, to improve the screening of noncompliant consumer products, to improve the effectiveness of consumer product recall programs, and for other purposes. 2/25/2008--Introduced. CPSC Reform Act - Amends the Consumer Product Safety Act to authorize appropriations to carry out the Act and for other purposes. Creates or modifies provisions relating to personnel and Commissioners of the Consumer Product Safety Commission (CPSC), public disclosure of information, and rulemaking procedures. Requires third party certification of, and provides for tracking and record keeping regarding, children's products. Modifies provisions relating reporting of substantial product hazards and corrective action plans. Requires manufacturers, retailers, distributors, and importers to identify each other. Modifies provisions relating to prohibited acts, penalties,[...] show full description
Latest Action: 12/19/2007 - Referred to the House Committee on Education and Labor. Bill TextRejecting and condemning the Equal Employment Opportunity Commission's position that English-only employment rules violate title VII of the Civil Rights Act of 1964 as unjustified and unsupported by law, and for other purposes. 12/19/2007--Introduced. Declares that the Congress rejects and condemns as unjustified and unsupported by law the position of the Equal Employment Opportunity Commission (EEOC) that English-only employment rules violate title VII (Equal Employment Opportunity) of the Civil Rights Act of 1964. Calls on the EEOC to suspend enforcement of that position.
Latest Action: 12/13/2007 - Read twice and referred to the Committee on Commerce, Science, and Transportation. Bill TextA bill to amend the Communications Act of 1934 to prevent the granting of regulatory forbearance by default. 12/13/2007--Introduced. Protecting Consumers through Proper Forbearance Procedures Act - Amends the Communications Act of 1934 to require the Federal Communications Commission (FCC) to grant or deny, within one year, a petition by one or more telecommunications carriers or classes of carriers requesting that the FCC forbear from applying any regulation or provision under the Act. (Current law deems such a petition granted if not denied within one year.)
Also tagged in: Authorization, Budgets, Commodity Futures Trading Commission, Criminal justice, Executive departments, Finance, Fines (Penalties), Foreign exchange, Futures trading, Government information, Government paperwork, Information disclosure (Securities law), International finance, Jurisdiction, Law, Market manipulation, Securities fraud, Securities regulation, Sentences (Criminal procedure)
Latest Action: 04/25/2008 - Referred to the Subcommittee on General Farm Commodities and Risk Management. Bill TextTo reauthorize and amend the Commodity Exchange Act to promote legal certainty, enhance competition, and reduce systemic risk in markets for futures and over-the-counter derivatives, and for other purposes. 12/13/2007--Introduced. CFTC Reauthorization Act of 2007 - Amends the Commodity Exchange Act to revise Commodities Futures Trading Commission (CFTC) jurisdiction over an agreement, contract, or retail transaction in foreign currency. Extends coverage to certain future commissions merchants (and affiliated persons) and retail foreign exchange dealers. Requires them to register with the CFTC in order to: (1) solicit or accept orders from any person that is not an eligible contract participant in connection with such agreements, contracts, or transactions; (2) exercise discretionary trading authority (or obtain written authorization to do so) over any account for or on behalf of such a person; or (3) operate or solicit funds, securities, or property for any pooled investment [...] show full description
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